Quantcast
banner ad

Securities (General)
There are 16 expert consultants in this category

< 1 2 >
Check for SynapsUs
Norman Katz
Managing Partner
18881 Von Karman, Suite 1175
Irvine CA 92612
USA
phone: 949-263-8700
fax: 949-263-0770
Norman
MCS Associates is a nationally recognized consulting group that has provided financial, operations and regulatory/compliance consulting services nationwide to financial institutions, insurance companies and regulatory agencies as well as real estate and financial services organizations for over 30 years.

Expert Witness and Litigation Consulting are a primary focus of our services. We undertake expert witness assignments throughout the United States and our clients include several hundred leading law firms around the country, working on behalf of both plaintiff and defendant financial institutions, borrowers, depositors, investors, developers, insurance companies and their insured, securities/insurance/real estate brokers/agents, regulators and government agencies, and individuals.

Together with MCS Associates’ specialized resources in banking, financial services and real estate, we also draw on key strategic alliances in insurance, economics, academia and the securities industry to meet a wide range of expert witness needs. Our litigation experts include experienced bankers, lenders, consultants, regulators, managers, brokers & agents in insurance, real estate, and securities; insurance claims and underwriting managers; economists, accountants, appraisers, real estate analysts, and academics.

Areas of Expertise Include:
  • Banking Operations/Administration
  • Check Fraud
  • Lending Policies, Custom and Practice
  • Loan Underwriting & Credit Administration
  • Sub Prime Loan Originations, Underwriting, Securitizations & Servicing
  • Bankruptcy, Foreclosures and Workouts
  • Trust & Fiduciary Issues / Operations
  • Securities Brokerage & Investments
  • Valuations & Damages Analysis
  • Forensic Accounting
  • Employment / Compensation
  • Real Estate Brokerage & Management
  • Title Insurance & Escrow
  • Real Estate Appraisal & Transactions
  • Insurance Industry Custom & Practice
  • Insurance Coverages / Claims Handling
  • Insurance Bad Faith
  • Check for SynapsUs
    Joel Finard
    Principal
    74 Magnolia Avenue
    Larchmont NY 10538
    USA
    phone: 914-833-7633
    Joel Finard is an Expert Witness in Financial Services Litigation. He has extensive knowledge of People, Processes and Technology in Financial Services. Mr. Finard has played a key role in many Complex and High Profile Investment Banking Litigations & NASD Arbitrations.

    Areas of Expertise
  • Financial Services Litigation
  • Complex Structured Transactions - Tax Related Cases
  • Securities Trading and Pricing, Derivatives, Controls and Hedging
  • Market & Credit Risk Management
  • Investment Management
  • Background: Partner in charge of Deloitte & Touche's Capital Markets Practice - including Litigation Consulting, Financial Risk Management, & Trading Infrastructure. HongKong Bank - Sales & Trading of Securities. Travelers Insurance - Portfolio Manager of Derivatives and Investments. Columbia Business School - Taught Economics
    7/25/2006 · Finance
    A Discovery Road Map for Complex Financial Services Litigation
    The successful conduct of discovery in complex financial services litigation requires the incorporation of a sophisticated understanding of the people, process, and technology employed within the industry

    Check for SynapsUs
    Chris McConnell
    AIFA
    PO Box 251438
    Los Angeles CA 90025
    USA
    phone: 310-943-6509
    fax: 866-818-2487
    Over 27 years securities and expert experience, formal AIFA fiduciary training.

    The expert who wrote a major Wall St broker dealers' compensation plan, accounting manual, margin account, money market mutual fund sweep policy, customer account surveillance compliance reports and designed one of the first structured products in the 1980s.

    FiduciaryFORENSICS examines all parties and transactions. Fiduciary performance, breach of fiduciary duty, liability, damages analysis, model portfolio, recovery. Rule 405, Suitability, Supervision, Failure to diversify, Taxes, Asset Allocation, Hedge Funds, Private Placements, RMBS, CDO's, CDS, Disclosure, ADVs.

    Compensation, Valuation training, recruit, retirement, raiding, termination, customer account distribution, payment for order flow, order flow profit, broker dealer or branch profit analysis, U5 or U4 issues in employment matters.

    FINRA (NASD) securities Arbitration; Trust, Estate, Probate; ERISA defined benefit pension 401k & Profit Sharing plans; Charities, Not for Profits, Foundations, Endowments and Divorce, Marital Settlements, QDROs.

    Additional Areas of Expertise - Compensation, Training, Employment

    Stock broker, Series 7 licensees, Financial planner, CFP's, Supervisors, Branch manager, Regional and national Executives, Product Managers, External product Wholesalers, Product Coordinators, Traders, Stock Loan, Securities Lending, Prime Broker, Margin, Structured Products, Principal Protected products.

    Branch and Regional P&L analysis, valuation, Product Marketing, Distribution, Sales Force and Market Penetration Studies.
    12/27/2011 · Securities
    FiduciaryALERT: Wall Street's 3,000 to 1 Shot
    This article disabuses the notion that "deadbeat borrowers" caused the financial crisis. And offers an answer to the question that still lurks in the mind of every American; whether black, white, native American, asian or Hispanic; whether educated or not; whether English, Spanish, or Mandarin speaking.

    9/26/2011 · Securities
    FiduciaryALERT™ - House Price Bubble Caused By Hidden "2,000X (times) Leverage"™
    Historical returns of the major asset classes should be required knowledge among all investors, banks, regulators; especially trustees and fiduciaries.

    12/7/2010 · Securities
    FiduciaryALERT™ - NEAR THE END OF MONEY?
    A new STD; (Securitization transmitted damages), could make the Madoff fraud look ant-like. Potential losses may exceed hundreds of billions of dollars.

    Madoff Matters - Fiduciary Forensics
    As events unfold in the Madoff matter, www.fiduciaryexpert.com has issued a summary related to liability and potential recovery. Of note, feeder funds, introducing parties, board members or trustees of non profits and other eleemosynary organizations, advisers thereto and any insurance coverage

    1/5/2009
    Bernie Madoff's name has become synonymous with being ripped off financially. But his huge Ponzi scheme is only the most famous example of fiduciary foul play in the news today. Thanks to Mr. Madoff's notoriety, BFD (Breach of Fiduciary Duty) may soon enter the American public's lexicon as a description for swindling investment clients. As events unfold in the Madoff matter, www.fiduciaryexpert.com has issued a summary report related to liability and potential recovery which can be viewed at Experts.com.
    Check for SynapsUs
    Craig Wolson
    Structured Finance and Derivatives Expert Witness
    29 Punch Bowl Drive
    Westport CT 06880
    USA
    phone: 203-858-4804
    fax: 203-222-8123
    Craig A. Wolson acts as a Structured Finance and Derivatives Expert Witness and Consultant. He specializes in cases involving credit default swaps (CDS), collateralized debt obligations (CDOs), mortgage-backed securities (MBS) and other types of derivatives and securities.

    Background Experience Includes:
  • Acting on behalf of 40,000 investors in $1.6 billion class action suit against bankrupt sponsor of special purpose issuer of notes secured by notes issued by CDO and credit default swaps with sponsor; acting on behalf of class led by two major pension funds against a major bank and numerous large underwriters involving mortgage-backed securities issued by several vehices established by the bank, and securities issued by the bank; acting on behalf of large investment bank defendant in arbitration proceeding brought by another large investment bank involving nine CDOS established by defendant; acting on behalf of large bank that had invested in now-worthless notes issued by SIV established by defendant banks; acting on behalf of large bank against another large bank that had sold the former CDOs and CDS.

    Areas of Expertise:
  • Securitizations - Collateralized debt obligations (CDOs); collateralized bond obligations (CBOs); collateralized loan obligations (CLOs); asset-backed commercial paper (ABCP) programs; structured investment vehicle (SIV) programs; securitized credit-linked notes, equipment leases, railroad license agreements, and auto loans; and obligations of certified capital companies
  • Derivatives - Credit default swaps (CDS)
  • Check for SynapsUs
    Dr. Karina Sneiderova, MBA, ICFA, ASI
    Vice President
    Headquarters
    Rue General Dufour 22
    Geneva CH-1211
    CHE
    phone: 41-225-752-948
    fax: 41-225-948-025
    Dr. Karina
    Carlo Scevola & Partners is an International Fiduciary Company headquartered in Geneva, Switzerland, with branches in six continents. We specialize in International Planning, Strategic Consulting and Wealth Management.

    Our clients trust us for everything from setting up an Offshore Company to Mergers and Acquisitions to Business Finance and Asset Protection. CS&P’s customer-centric methodology ensures that each client gets a custom-tailored solution which addresses that business’ individual objectives and requirements.

    Our team has expertise in every functional category and every important geography. From finance to operations to human resources to marketing – from the Americas to Europe to Africa, Asia and Oceania – CS&P can bring together experienced executives who know how to advise you and will make your enterprise a success. All this while always protecting your privacy.

    Services Offered:

    Business and Strategic Consulting
  • S.W.O.T. Analysis
  • Pre-investment Feasibility Studies / Competitive Background Assessments
  • Business Plan Research, Writing and Production
  • Strategy Definition / Implementation
  • Reworking of Operating Processes for International Suitability
  • Industrial Partnership Scouting / Matching
  • Tailor Business Model to Market Environment, Jurisdiction and Local Authorities Requirements

    Corporate Finance:
  • Mergers, Acquisitions and CessionsCommercial Due Diligence or Investment / Financial Appraisals
  • Company Reorganization and Restructuring
  • Financial Feasibility Plans for Industrial Expansion
  • Scouting / Recruiting Highly Qualified Financial Management
  • Exit Strategies in the event of Buy-outs, Buy-ins, Spin-offs or MBOs, MBIs and LBOs
  • Listing on Stock Exchanges

    Offshore Consulting:
  • International Tax Planning
  • Corporate Structuring, Maintenance and Trusts
  • International Contracts Law
  • Jurisdictions
  • Residency and Citizenship
  • International Banking
  • Logistic Support
  • Government Licenses
  • Aircrafts and Vessels
  • Intellectual Property

    CS&P Operates In More Than 80 Countries Around The World.

  • Carlo Scevola and Karina Sneiderova
    Intended as a unique source of inspiration for effective business organization and tax planning, as well as a quick and easy reference book, the Offshore Jurisdictions Guide is a comprehensive and objective guide to offshore jurisdictions offering personal taxation and business opportunities. Providing a solid overview of 100 jurisdictions around the world, this is an essential handbook for financial experts, legal advisors, consultants, and the general public.
    Check for SynapsUs
    EconoLogistics
    Frederic B. Jennings, Jr.
    P. O. Box 946
    Ipswich MA 01938-094
    USA
    phone: 978-356-2188
    Frederic B.
    Frederic B. Jennings, Jr. is an experienced Economic Consultant with over 20 years in academic teaching and research as well as Economic Litigation.

    Dr. Jennings has extensive knowledge in most areas of economic litigation, his Professional Specialties are in: Assessment of Economic Damages from Lost Profits and Income; Market / Industry Analyses; Antitrust and Labor-Related Law and Economics; Valuation of Environmental Services and Resources; Economic Cost and Value Estimation.

    Areas of Economic Analysis Expertise:
    • Energy & Transport systems
    • Information & Communication (ICT) Networks
    • International Taxation (Transfer Pricing Analysis)
    • Auto: Manufacturing, Body, Glass & Collision Repair
    • Securities Fraud
    • Environmental Mitigation & Ecologically Sustainable Systems Development
    • Consumer Motivation & Behavior
    • Market Structure Design & Procedures
    • Industry Practices of: Aftermarket; Wood & Forestry Product; Software; Healthcare; Property & Casualty Insurance
    Check for SynapsUs
    W. Timothy Finn
    Managing Partner
    483 Emerald Hill Road
    Russell Springs KY 42642
    USA
    phone: 270-866-2566
    fax: 270-866-4624
    Financial Management Consulting Group is an affiliation of well-experienced consultants serving banking interests throughout the country. Our years of experience, as bankers, as bank consultants, and as regulators provide valuable insight into case matters.

    We can assist both from the industry perspective and from the regulatory perspective, offering a comprehensive assessment and well supported opinion. We have qualified as experts in numerous State and Federal jurisdictions, and on numerous banking related matters. We are dedicated to providing clients with quality, results-oriented service.
    Check for SynapsUs
    4400 Bayou Boulevard, Number Six
    Pensacola FL 32503
    USA
    phone: 877-838-8464
    fax: 850-473-2525
    As the largest provider of experts for complex commercial litigation, IMS ExpertServices has located experts for nearly all of the AmLaw 100 and more than half of the Fortune 100. We are an expert witness provider that specializes in connecting highly credentialed, experienced experts and consultants with the attorneys who need them. By focusing on this niche legal market, we are able to find more qualified experts in less time than it would typically take an attorney.

    We're NOT a Registry

    Unlike a database of self-proclaimed experts, we employ a rigorous search and vetting process to find and provide the exact expert needed for your case.

    There is no risk in having us find and present experts for you. Only after you retain an expert on your case do we place our fee on top of the expert’s hourly rate.

    Because of our dedication to service and quality, IMS ExpertServices has consistently shown high-growth. For the last five years, we have ranked on the Inc. 5000 list of fastest growing private companies in America.

    Call us to see how our services can make the difference in your next case. 877-838-8464.
    5/10/2012 · Expert Witnessing
    Expert Witness Was Free to Change his Mind, 8th Circuit Rules
    When an expert has a change of mind about his or her own opinion, what does it mean to the case? A recent decision from the 8th U.S. Circuit Court of Appeals sheds new light on this recurring question. The issue is one that comes up with surprising regularity, sometimes with dramatic consequences.

    3/30/2012 · Social Media
    Riding the Social Media Wave - Ethical Implications
    For attorneys previously reluctant to dive into the world of online social media, the benefits of utilizing social networking as part of an effective marketing strategy are now undeniable. Navigating the social media world can be fraught with legal dangers and complex ethical issues unique to the legal profession, and often the rules regulating ethical compliance for attorneys are ambiguous at best.

    10/4/2011 · Expert Witnessing
    Could IBM's Watson Make Experts Obsolete?
    When IBM's Watson beat two human challengers to win the TV quiz show Jeopardy!, a collective "Wow!" was heard at just how far artificial intelligence has developed.

    3/14/2010 · Expert Witnessing
    Joint Defense Pacts Pose Pitfalls
    Facing increases in litigation and decreases in legal budgets, corporate defendants in patent and trademark lawsuits are more regularly employing a tactic most would not have dreamed of a decade ago. Rather than fight these cases single-handedly, they are joining together and hiring a single law firm to represent them as a group.

    3/14/2010 · Laws & Procedures
    Rule 26: Major Changes For Attorneys and Experts
    A major revision to the federal rules governing expert witness reports is on track to take effect in December. Lawyers and experts alike agree that the changes are long overdue.

    3/14/2010 · Expert Witnessing
    The 2010 Expert Forecast: Surge Ahead
    The New Year has barely begun, but all indications suggest 2010 will bring a surge in litigation involving major corporations. With that surge will come increasing demand for expert witnesses across a range of business-to-business disputes

    3/12/2010 · Expert Witnessing
    The Top 10 Expert Rulings of 2009
    As 2009 drew close to its end, the Supreme Court turned down an opportunity to decide a case many lawyers believed could set new precedent regarding the admissibility of expert testimony. But earlier in the year, in a key criminal case, the court affirmed the right of a defendant to confront experts who prepare prosecution evidence

    7/7/2009 · Patents
    Supreme Court to Review Controversial Patent Ruling
    It is déjà vu all over again, as the Supreme Court once again has agreed to review a controversial patent ruling of the Federal Circuit Court of Appeals. The issue this time: whether a patent owner's rights were exhausted by a license agreement and subsequent sale of product pursuant to the license.

    7/7/2009 · Patents
    For Ronald Katz, Patent Litigation Pays Billions
    Ronald A. Katz once predicted that he would someday become the wealthiest patent holder ever. By most estimates, he has achieved that goal – or will soon.

    7/7/2009 · Toxicology
    Daubert Ruling Could Severely Curtail Celebrex Cases
    A federal judge's decision to exclude expert testimony may force hundreds of plaintiffs to drop their claims against Pfizer Inc. that the anti-inflammatory drug Celebrex caused them to suffer heart attacks or strokes.

    Daubert Ruling Fuels Thimerosal Debate
    A federal court ruling excluding all expert testimony that the drug-preservative thimerosal caused a minor child's autism is likely to have repercussions well beyond the case in which it came

    Check for SynapsUs
    F. James Tennies
    President
    One South Street - Suite 850
    Baltimore MD 21202
    USA
    phone: 410-727-2100
    fax: 410-727-2106
    F. James
    Mr. F. James Tennies is President and Co-Founder of InCap Group, Inc., an Investment Banking firm focused on the Investment Management and Securities Brokerage Industries. He is responsible for the overall direction of InCap Group, Inc. Mr. Tennies is actively involved with the firm’s merger and acquisition practice for asset management firms as well as other corporate finance assignments. He provides advice to buyers and sellers of asset management businesses.

    Prior to joining InCap Group, Inc., Mr. Tennies was the Chief Administrative Officer of Legg Mason’s Asset Management Operations. Early in his career, Mr. Tennies practiced Corporate and Securities Law at Covington & Burling in Washington, D.C. He has served on the Board of the Forum for Investor Advice and has been a member of Institutional Investor’s International Mutual Fund Institute. He is quoted in Board IQ and other mutual fund publications. Mr. Tennies is currently a Trustee of the Historic Charles Street Association.

    Services Provided:

  • Investment Banking
  • Mergers and Acquisitions
  • Capital Raising
  • Valuations and Strategic Advice
  • Mutual Fund Administration
  • Fairness Opinions
  • Check for SynapsUs
    Martin Dirks, MBA
    268 Bush Street, # 3631
    San Francisco CA 94104
    USA
    phone: 415-845-7829
    Martin
    Investment Strategy & Analysis, LLC (ISA Capital) provides consulting services in the areas of Finance, Investment Analysis, and Strategic Planning.

    Martin Dirks, owner and principal of ISA Capital, is an investment professional with over 20 years of hedge fund investment experience. He is the former portfolio manager of a long/short public technology stock portfolio for Harvard University's endowment. Currently, Mr. Dirks is a strategy consultant for Bay Area companies and an investment and risk management consultant for investment funds and law firms.

    Corporate Consulting Services:
    • Business intelligence
    • Competitive intelligence, analysis, and benchmarking
    • Cost-benefit analysis
    • Financial modeling
    • Merger and acquisitions
    • Product and technology evaluation
    • Strategic planning
    Investment Consulting Services:
    • Due Diligence
    • Risk assessments, management, and reporting
    • Valuation process evaluations
    • M&A due diligence
    • Private Placement
    • IPO support services
    • Special Purpose Acquisition Company (SPAC) due diligence
    View Expert Witness Profile.
    < 1 2 >