Securities Law Expert Witnesses: 1

Braden M. Perry specializes in complex Financial Regulation, Enforcement, and Compliance Matters involving Commodities, Futures, Derivatives, and Securities. He is skilled in distilling highly technical and complex subject matter into clear, logical, and accessible analysis for fact finders, regulators, and courts. He excels at explaining financial and regulatory frameworks, tracing monetary flows, and articulating institutional practices in ways that are both understandable and persuasive.

Litigation Support - Mr. Perry works with attorneys, law firms, and regulatory professionals seeking a knowledgeable and credible expert in financial regulation, enforcement, and compliance. Ideal clients are those involved in complex litigation, arbitration, or investigations requiring clear, fact-based analysis of commodities, futures, derivatives, securities, or emerging technology issues. He particularly enjoys collaborating with counsel who value strategic insight, responsiveness, and the ability to translate highly technical matters into persuasive, understandable evidence for fact finders.

Mr. Perry brings a unique perspective as a former CFTC trial attorney and Chief Compliance Officer of a global financial institution, bridging regulatory enforcement, institutional compliance, and litigation strategy.

Areas of Expertise:

• CFTC, SEC, FINRA, NFA, CFPB, FTC Investigations
• Standards of Care for Broker - Dealers
• CTAs
• FCMs
• Internal and Regulatory Compliance Programs
• Nationally recognized for work in Cryptocurrency, Blockchain, AI, and Cybersecurity

View Braden M. Perry's Consulting Profile.