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Arbitration FINRA Consultants: 5

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Fraud Investigation Consultant Jim Ellis

James (Jim) K. Ellis, CFE

Owner

3341 Regent Blvd, 130-152

Irving TX 75063
USA

phone: 214-536-2743

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Business Valuation Consultant Donald May

Donald M. May, PhD, (Financial Economics), CPA

Managing Partner

4 Lynwood Ct.

Cortlandt Manor NY 10567
USA

phone: 212-390-0595

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Financial Services Consultant Frank Carr

Frank Carr

Financial Services Consultant

300 Flax Hill Road, Suite 21

Norwalk CT 06854
USA

phone: 203-344-9531 (Office) 203-249-7244 (Cell)

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Broker Dealer RIA and Financial Services Consultant John Foster

John T. Foster, CAMS

President & CEO

NJ USA

phone: 609-707-1071

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Wealth Management Financial Services Consultant Bob Lawson

Bob Lawson, Securities Expert & FINRA Arbitrator

3800 American Boulevard West
Suite 1500

Bloomington MN 55431-4460
USA

phone: 800-741-0704

fax: 952-835-1504

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