Mr. Campbell has over 30 years of financial industry experience. He is the principal of a financial litigation and investment management consulting firm, Kerry Campbell LLC, where he serves as a financial expert witness during litigations and provides consulting services to financial institutions and investors.
He has worked in investment research and portfolio construction, as a Managing Director at Arden Asset Management, and as a Senior Vice President at Guggenheim Partners. He has worked in prime broker risk management as a Managing Director at Bear Stearns. Prior to that he worked as a commissioned registered representative, a funding officer and as a credit analyst/loan officer.
He is an Approved FINRA Dispute Resolution Arbitrator, a Chartered Financial Analyst®, a CERTIFIED FINANCIAL PLANNER™, an Accredited Investment Fiduciary Analyst™ and a Securities Experts Roundtable Member. He has held the following licenses: Series 7 – General Securities Representative, Series 55 – Equity Trader Representative, Series 63 – New York Uniform Agent and Series 65 – Uniform Investment Advisor.
Litigation Support - Mr. Campbell has served as the sole experience witness for the claimant in an $8.7 million award. (See: www.gerardfoxlaw.com/news/firm-news/gerard-fox-law-attorneys-earn-landmark-87-million-victory-against-wells-fargo-advisors-in-finra-arbitration-for-decorated-retired-ceo/. In addition, he has served as an expert witness for petitioners in State Court, for defendants in Federal District Court, for claimants and respondents in FINRA Arbitrations, and for claimants in offshore Federal Courts. He has been retained by institutional investors, high net worth investors, and large global diversified financial institutions.
Areas of Expertise:
- Liability
- Damage Calculations
- Out-of-Pocket Damages
- Market-Adjusted Damages
- Well-Managed Account
- Inappropriate Asset Allocation
- Over Concentration
- Suitability
- Breach of Fiduciary Duty
- Trading Analysis
- Uniform Prudent Investors Act
- Portfolio Management
- Security Analysis
| - Risk Management
- Elder Financial Abuse
- Wasteful Dissipation of Marital Assets
- Due Diligence
- Misrepresentations and Omissions
- Negligence
- Failure to Supervise
- Due Diligence
- Stocks, Bonds, Options and Futures
- Mutual Funds
- Hedge Funds
- Exchange Traded Funds (Inverse and Leveraged)
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