banner ad

Visit Spiegel website
 
Deposition Designation Station
 

Banking - Banks (General) Expert Witnesses

Sort Non-Featured Profiles by
< 1 2 3 >
Check for SynapsUs
Craig Wolson
Expert Witness and Consultant
One Grand Central Place, 60 E. 42nd Street
Suite 4600
New York NY 10165
USA
phone: 203-858-4804
Craig A. Wolson acts as a Structured Finance and Derivatives Expert Witness and Consultant. He specializes in cases involving credit default swaps (CDS), collateralized debt obligations (CDOs), mortgage-backed securities (MBS) and other types of derivatives and securities.

Background Experience Includes: Acting on behalf of 40,000 investors in $1.6 billion class action suit against bankrupt sponsor of special purpose issuer of notes secured by notes issued by CDO and credit default swaps with sponsor; acting on behalf of class led by two major pension funds against a major bank and numerous large underwriters involving mortgage-backed securities issued by several vehices established by the bank, and securities issued by the bank; acting on behalf of large investment bank defendant in arbitration proceeding brought by another large investment bank involving nine CDOS established by defendant; acting on behalf of large bank that had invested in now-worthless notes issued by SIV established by defendant banks; acting on behalf of large bank against another large bank that had sold the former CDOs and CDS.

Areas of Expertise:
  • Securitizations
  • Derivatives
  • Securities Law and Corporate Finance
  • Loans and Credit Facilities
  • Due Diligence
Check for SynapsUs
Groton MA 01450
USA
phone: 617-872-2307
Valentine-Law-Logo.jpg
John Valentine Banking Finance Expert PhotoJohn W. Valentine is an attorney with more than 40 years of experience – over 30 of which are in Custody Banking, ERISA Fiduciary, Benefits and Asset Servicing work. He has served as an expert witness in global custody and asset servicing matters for private litigants as well as the SEC, and is available for either plaintiffs or defendants.

Prior to starting Valentine Law in 2009, Mr. Valentine: headed the legal office of Mellon Bank (later BNY-Mellon) in Everett, MA for 11 years; was in-house counsel to Chase Manhattan Bank’s Trust and Custody operations for almost 10 years; and for 7 years was Labor and Benefits counsel for Lever Brothers Company.

Mr. Valentine was an active participant in the ERISA Attorney’s Group and helped found the Association of Global Custodians. As such, he knows and has helped influence industry practices as well as regulations and regulatory policies affecting Institutional Investors.

His extensive in-house experience is unique. His insider knowledge of procedures and operations is invaluable in analyzing investment losses involving bank custody or service provider negligence. He can help draft strong Complaints that will survive attack, as well as effective Answers and Counter-Claims. Because he knows internal structures and operations, he can also help conduct more effective discovery –in demanding and analyzing key materials -- as well as identifying issues which might otherwise be missed -- to develop a winning strategy.

His reports and opinions are authoritative and persuasive.

Areas of Expertise:
  • Directed Trustee and Custodial Agreements, Duties and Operations
  • Best Practices for Pension Funds, Mutual Funds, Endowments / Foundations, Corporate Assets, Hedge Funds
  • Trade Settlement Operations
  • Settlement, Custody and Documentation of Non-Traditional Investments, including Limited Partnerships, LLCs, GICs / GACs, Group Trusts, and Hedge Funds
  • Derivatives Processing, Reporting and Documentation for both bi-lateral and exchange-traded derivatives
  • Collateral and Account Control Agreements and Duties
  • Foreign Exchange, including ERISA Exemption Procedures
  • Valuation of Assets, including hard-to-value assets
  • Selection, Oversight, and Management of Sub-Custodians
  • Foreign Tax Reclaim Administration
  • Corporate Actions
  • Proxy Voting
  • Company Stock
  • Collective Investment Funds, including STIFs
  • Luxembourg and Irish Fund Administration
  • Bank Deposit Vehicles
  • Overdraft Facilities
  • Risk and Compliance Department Function / Risk Mitigation / Risk Controls
  • Mutual Fund Back-Office, Accounting and Administration
  • Rules 17f-5 and 7 for foreign custody of US Mutual Fund assets
  • The Custody Rule applicable to Investment Managers
  • ERISA plan asset issues
  • ERISA foreign asset custody rules
  • ERISA prohibited transactions
View John Valentine's Consulting Profile.
Check for SynapsUs
Rod Tasker
Payment Services / Transactional Banking Consultant
50 Ridge Road
Fairhaven Victoria 3231
Australia
phone: +61424080507
Tasker-Enterprises-Logo.gif
Rod Tasker Payments Transaction Banking Expert PhotoRod Tasker specializes in Payment Services, Transaction Banking, and e-Commerce. He has over 20 years of experience working for major banks in strategic and business planning and cradle to grave product management, including business cases, feasibility, piloting, commercialization, and retirement.

Mr. Tasker consults in strategic management and innovative solution delivery in the banking and finance industry. His achievements in Australia and internationally include:
  • Leading a team of 25 people in developing an internet payment service
  • Developing an enterprise Sales and Service architecture for a major bank
  • Developing an international payments business architecture & operations strategy for a major bank
  • Obtaining consensus amongst a consortium of 15 global banks for the strategic vision and plan for implementing B2B international ePayments
  • Developing a variety of e-Banking and e-Payment products and services
  • Building a payments business from start-up as CEO
Areas of Expertise:
  • Payments
  • e-Commerce
  • Transaction Banking
  • Identity Services
  • Product Development / Product Management
  • Piloting
  • Commercializing
  • Business and Strategy Formulation
  • Consulting Services - Mr. Tasker is engaged by companies that offer payment services as products or services, or for whom payments are "strategic" or "core," for example, insurance companies, exchanges, retailers, and investors wanting to evaluate payment business acquisitions, mergers, or funding opportunities. His services include:
    • Strategy Formulation
    • Business Planning
    • Profitability Improvement
    • Change Management
  • Program and Portfolio Management
  • Regulatory Compliance
  • Risk Analysis
  • Ventures / Mergers & Acquisitions
  • Check for SynapsUs
    Superior Bancorp Inc.
    David L. Zacharias
    Commercial Banking Consultant
    126 E. Country Club Dr.
    Phoenix AZ 85014
    USA
    phone: 602-265-3218
    David-Zacharias-Banking-Fraud-Expert-Photo.jpg
    David L. Zacharias has over 35 years of experience in the Commercial Banking Industry. Has been a director of four banks, CEO of two banks, two mortgage companies, and is currently a Managing Member of a software company which monitors construction loans.

    Litigation Support - Mr. Zacharias has been involved in some of the largest and most complex financial lawsuits representing plaintiffs or defendants, from locally-owned, to Fortune 500 companies, to the FDIC. He has been an expert witness in 17 states involving more than 85 cases (60/40 plaintiff/defendant), involving 55 days of depositions/22 days of trial testimonies. Mr. Zacharias has been deposed many times and has testified more than 100 hours in District, Federal, and Bankruptcy court.

    Areas of Expertise:
    • Commercial and Real Estate Credit
    • Loan Underwriting
    • Loan Analysis and Approval
    • Mortgage Underwriting
    • Loan Loss Provisions
    • Loan Structuring / Loan Documentation
    • Lending Policies and Procedures
  • Lender Liability
  • Branch / Checking Account Operations
  • Letters of Credit
  • Bank Internal Controls
  • Bank Fraud Analysis
  • Corporate Credit Fraud
  • Board of Directors’ Responsibilities
  • Resume, fee information and references provided upon request.
    Check for SynapsUs
    Robin Bryant
    Flint House
    Cocking
    Midhurst West Sussex GU29 0HD
    GBR
    phone: 01730-813-915
    robin_bryant_photo.jpg
    Robin Byrant has over 30 years of experience in the Banking Industry. Mr. Bryant started his career in a retail bank, followed by three investment banks and an international bank. His experience also includes the activities and procedures of non-banks such as building societies and centralised lenders. In two of the banks in which he worked he devised systems and procedure manuals and wrote the lending policy for one of the banks.

    Mr. Bryant has been providing advice and banking expert witness evidence in respect of disputes involving banks and other lenders for nearly twenty years. Most of the cases have been in the English High Court but he has also provided evidence for courts in overseas jurisdictions. Advice and evidence has been provided for and on behalf of banks and other lenders or for those opposing them. The majority of the work has been in connection with professional negligence where allegations of a bank’s contributory negligence are raised.

    Mr. Bryant is a member of the Academy of Experts and a founding member of the Expert Witness Institute, where he was a member of the Blom-Cooper working party drawing up guidelines for experts. He has acted in over 250 cases and been cross examined 14 times.

    Areas of Expertise:
    • Banking practice and operations
    • Retail banks, Building Societies and Centralised Lenders
    • Corporate lending
    • Property / Real Estate sector lending
    • Personal lending
    • Residential loans
    • Buy to Let loans
    • Commercial loans
    • Investment / merchant banking
    • International banking
    • Trade Finance
    • Loan documentation
    • Lending manuals
    • Credit analysis
    • Debt recovery
    Check for SynapsUs
    Peter W. Leibundgut, Esq.
    333 Stoney Brook Ln
    Marlton NJ 08053
    USA
    phone: 8569128470
    Peter-Leibundgut-Banking-Finance-Expert-Photo.jpg
    Peter W. Leibundgut, Esq., has 30 years of transactional, public, and private commercial and real estate finance, legal and bank consulting experience. He currently provides a range of financial services to borrowers and domestic and foreign private and institutional investors in connection with structuring, placing, and conducting due diligence in Commercial and Real Estate Financing Transactions.

    Mr. Leibundgut has decades of experience performing due diligence investigations, structuring, closing and restructuring public and commercial financial transactions on behalf of lenders; county, state and federal authorities and issuers; underwriters; finance companies; private equity and hedge fund investors; and borrowers.

    Litigation Support - Mr. Leibundgut serves as an expert witness and provides litigation support in cases involving contract disputes and complex public and commercial finance matters centering on debtor and creditor rights. He has served as an expert, provided litigation support, rendered expert reports, and testified in cases involving several billion dollars over the last seven years. Three of his cases were nationally recognized and several were cases of first impression. Mr. Leibundgut has also represented the FDIC in forensic commercial loan review.

    Areas of Expertise:
    • Ponzi Schemes
    • Lender Liability
    • Legal Malpractice
    • Whole Bank Acquisitions
    • Shared Loss Matters
    • Fraud and Gross Negligence
    • Niche Lending
    • Contract Expertise
    • Factoring
    • Securitizations
    • Bonds
    • Syndications
    • Healthcare
  • Commercial Real Estate
  • P3s
  • Transportation
  • Purchase Orders
  • Public and Private Offerings
  • Letters of Credit
  • Secured and Unsecured Transactions
  • Bank Policy and Procedure
  • Bankruptcy
  • Derivatives
  • Equipment Leasing
  • Microfinance
  • Aircraft and Vessel Finance
  • View Peter Leibundgut's Consulting Profile.
    Check for SynapsUs
    Richard Payne
    57 Union Place Suite 316
    Summit NJ 07901
    USA
    phone: 908-277-0250
    fax: 908-277-3391
    richard-payne-photo.jpg
    Richard Payne is a Mortgage Banking Expert and Managing Partner for Payne Advisory, LLC. He has served as lead advisor for the RTC at Prudential Securities for Mortgage Securitizations and on the Regional Advisory Boards of both FNMA and Freddie Mac. Mr. Payne has also served as President and CEO of several large and small cap mortgage banking firms.

    Areas of Expertise include:
  • Expert Witness services
  • Put-Back Reviews
  • Mortgage Risk Evaluations
  • Loss Mitigation Strategies
  • Merger & Acquisition Advisory
  • Operational Overviews
  • Credit Reviews
  • Branch Reviews
  • Warehouse Evaluations
  • Board of Director Training
  • Government Relations
  • Hard Money Lending
  • Mortgage Capital Markets
  • Distressed Asset Reviews
  • Specialty Servicer Reviews


  • Payne Advisory, LLC, has thirty years of Wall Street and Main Street experience and assists Companies to proactively address mortgage crisis issues. Its consultants include Lisa Jones who specializes in all aspects of residential mortgage banking, state and federal regulatory compliance, underwriting, credit risk and loss mitigation.
    Check for SynapsUs
    Michael B. McDonald, PhD
    Financial Economist
    76 English Lane
    Shelton CT 06484
    USA
    phone: 203-302-0367
    Michael-McDonald-Financial-Economist-Expert-Photo.jpg
    Michael B. McDonald, PhD, is a professional Financial Economist with a PhD in finance, and a significant background working in finance. His consulting clients and professional work experience includes engagements for Fortune 500 companies, government regulators, and institutional investors.

    Litigation Support - Dr. McDonald is also a university professor of finance, a FINRA arbitrator, and a frequent expert witness in the field of Forensic Economics. He prides himself on being:
    • Adept at bringing dry material to life
    • Proficient with using sophisticated statistical analysis in securities and valuation matters to objectively and effectively make your point in court
    Dr. McDonald specializes in working on cases related to business disputes, economic loss, bankruptcies, spin-offs, and unfair business practices. He has done past consulting work in the following areas:
    • Accounting Fraud
    • Bank Analysis
    • Bankruptcy
    • Business Appraisal
    • Business Analysis
    • Business Economics
    • Business Litigation
    • Business Valuation
    • Corporate Finance
    • Corporate Governance
    • Damage Analysis
  • Damage Models
  • Economic Analysis
  • Economic Forecasting
  • Financial Forecasting
  • Financial Analysis and Assessments
  • Feasibility Studies
  • Municipal Bond Analysis
  • Municipal Distress
  • Risk Assessment
  • Securities Valuation / Litigation
  • Tax Planning
  • Author - Dr. McDonald writes a regular column on valuation in oil and gas markets for OilPrice.com. His writing is often syndicated to TIME Magazine, Yahoo Finance, Business Insider, Seeking Alpha and been cited in the Wall Street Journal, Marketwatch, Bloomberg, and dozens of other financial publications. Dr. McDonald has authored extensive research studies on investments, corporate debt, rates of return to investors under various scenarios, and valuation of tangible and intangible assets.

    Dr. McDonald has authored numerous studies on which he has received various awards from professional organizations like the Academy of Economics and Finance, and the Association of Business and Behavioral Finance.

    View Dr. McDonald's Consulting Profile.
    7/22/2016 · Finance
    In many bankruptcies the choice of how to proceed with a case turns critically on the level of debt the firm has and the sustainability of that debt. Effective negotiations with creditors or arguments in court require marshalling a cogent line of reasoning regarding the ability of a firm to handle the debt that it is carrying. This guide is intended to help attorneys understand the basic financial metrics that objectively determine whether a business can sustain its proposed debt load upon exiting bankruptcy.

    6/15/2016 · Finance
    Abstract: This paper investigates whether firms vary the debt side of their capital structure, based on changes in investor demand for bonds. Examining asset flows into various asset classes over the last 30 years reveals that companies respond to recent increases in demand for bonds from investors by altering their capital structure towards greater use of debt. Firms are more likely to issue debt as demand for bonds rises, and their use of debt increases (decreases) in periods when demand for bonds is high (low) compared to periods when demand is not significantly changed. Firms use more (less) debt when spreads between corporate yields and Treasury rates are low (high), consistent with efforts by managers to adjust their debt issuances based on relative debt costs. These results hold after controlling for seasonality, firm effects, and macroeconomic conditions. These findings suggest that investor demand for debt needs to be taken into account when examining the capital structure puzzle.

    5/6/2016 · Finance
    Let me tell you a sad story; Joe owned a marketing company and earned a prosperous living for several years. Joe's business was growing rapidly and all seemed right with the world. Then a trusted employee left Joe's firm, taking with him half of Joe's customers in violation of his non-compete agreement. Joe's business slowly suffered and lost customers until eventually his firm declared bankruptcy.

    Check for SynapsUs
    Michael Phillips
    San Francisco CA 94114
    USA
    phone: 415-505-4123
    Michael-Phillips-Corporate-Finance-Expert-Photo.jpg
    Michael Phillips has served as a bank vice president, corporate treasurer, foundation president, and Marketing / Management consultant to more than a thousand businesses worldwide, from one person shops to a $100 billion global giant.

    Background - Mr. Phillips co-founded the marketing research department at Bank of America from 1964-1968. In that capacity, he organized the Bank PR and Marketing Research Association. For several years after, Mr. Phillips served as Vice President of Bank of California. There, he was involved in a lawsuit to end employment discrimination. Although he has held various positions since, Mr. Phillips has always had a particular interest in Equal Employment. He is a published author of eleven books and a founder of the Briarpatch Network.

    Litigation Support - Michael Phillips has been successful in winning cases involving business matters on behalf of Consumer rights and Minority Communities since 1983. He has opined in cases against PG&E, Southern California Edison, San Diego Gas & Electric, MCI, Pacific Bell, AT&T, and Qwest.

    Mr. Phillips has been an expert witness in more than a dozen Public Utility cases on behalf of major American minority organizations. He is noted as the organizer and lead plaintiff in the first and most influential class action on behalf of women and minorities. With Robert Gnaizda at Public Advocates as attorney, a settlement was reached in 1972 with five major banks and Savings & Loans. The settlement set affirmative action goals which put banking in the forefront of "equal employment" in the U.S. for the next quarter century.

    Forum - California Public Utilities Commission
    • Expertise: Environmental Settlement
    • Expertise: Corporate Governance
    • Expertise: Marketing Practices and Ethics
    Forum - California Department of Insurance
    • Expertise: Management
    • Expertise: Top Management Compensation
    Forum - California Senate Energy Committee
    • Expertise: Corporate Finance
    Michael Phillips
    This book describes the components of human behavior that thrive in a world of commerce: meritocracy, diversity, openness, an appreciation of markets and technology. Commerce has brought us modernity and the infinite number of niches that allow individuals to find a life of authenticity.
    Michael Phillips, et al
    The original proposal for a randomly selected legislature with arguments based on the Federalist Papers.
    Michael Phillips
    This book tells how to live with money: how to get it, care for it, and forget about it. An underground classic among corporate executives, accountants, and entrepreneurs since the 1970s, it is rooted in the author's commitment to right livelihood, to learning how the world works, to a willingness to "fail young," and to networking. Phillips shows how to combine these principles with the seven laws to engender a healthy, fearless attitude toward money.
    Michael Phillips, et al
    The best marketing you can do for your business is to concentrate on creating a high-quality operation that customers, employees and other businesspeople will trust, respect and recommend.
    Michael Phillips
    Other Books and Publications by the Author
    Check for SynapsUs
    Michael Richards
    Principal
    21525 Norris Road
    Manhattan MT 59741
    USA
    phone: 406-282-6079 (Office) 406-581-8797 (Cell)
    fax: 406-282-6083
    Michael-Richards-Banking-Expert-Photo.jpg
    Michael F. Richards is a Banking Expert Witness and Consultant with more than 34 years of experience. His experience as a Founder, President, and Director of two De-Novo banks and the head of a work-out department for a regional bank give clients and attorneys a crucial behind-the-scene understanding of all aspects of banking.

    Mr. Richards' experience in heading a work-out department provides a wealth of knowledge in litigation testimony from the perspective of a bank officer. He has extensive experience in Lending, Lender Liability, Banking Operations, Regulatory Oversight, Policies, Procedures, and Standards of Care in the Banking Practice. Mr. Richards' represents both Plaintiffs and Defendants. Over the past 7 years he has been retained in over 95 cases in 33 different states.

    Areas of Expertise:
  • De Novo Start-ups / Fundraising
  • Banking Practices, Policies, and Procedures
  • Standards of Care
  • Bank Officers’ / Directors’ Conduct, Actions, Negligence
  • Banking Operations
  • Credit Analysis
  • Loan Review
  • Loan Documentation
  • Bank Regulations / Law
  • Commercial and Real Estate Lending Practices
  • Consumer Lending Practices
  • Forensic Commercial Loans
  • Lender Liability
  • Loan Participation and Documentation
  • Troubled Debt Restructuring Practices, Workouts, Forbearance
  • Collection Practices
  • Loan Commitment Issues
  • Loan Guarantee Issues
  • Bank Credit Administration and Credit Policy Issues, Customs and Practices
  • Real Estate Appraisal
  • Bank Fraud
  • Bankruptcy, Fairness of Interest Rates "Cramdown"
  • 2/8/2011 · Banking
    Successful discovery and depositions require an understanding of the problem loan process in banking.

    1/17/2011 · Banking
    Selecting the appropriate expert is a very important issue and there have been many articles written about the subject.

    Check for SynapsUs
    Pat McElroy, Jr.
    6300 Ridglea Place
    Suite 313
    Fort Worth TX 76116
    USA
    phone: 817-420-6593
    fax: 866-379-1819
    pat_mcElroy_photo.jpg
    Pat McElroy, Jr. has more than 40 years of experience in the Banking Industry as a Regulator, Banker and Consultant. He has provided various management, lending, operational and regulatory services to financial institutions throughout the United States. Mr. McElroy has extensive experience as an expert witness and has been qualified in civil, criminal and bankruptcy proceedings. He is courtroom seasoned and also has high profile case experience.

    Areas of Expertise:
  • Bank Policies and Procedures
  • Forgery
  • Fraud
  • Lender Liability
  • Lending Related Matters
  • Bond Claims
  • Regulatory Compliance
  • Credit & Collections
  • Ordinary Care
  • Employee Crime
  • Industry Standards
  • Bankruptcy Proceedings
  • Check for SynapsUs
    Fiduciary Consultant
    450 Wood Avenue, #2A
    Bainbridge Island WA 98110
    USA
    phone: 206-780-0899
    fax: 206-780-0903
    David G. Mackenzie is a Fiduciary Consultant who limits his consulting practice to providing expert witness testimony in Trust & Estate Litigation Cases. He has represented either trust beneficiaries or trustees who are either plaintiffs or defendants.

    Mr. Mackenzie's area of specialty is in the field of Trust & Estate Administrative Practices and Procedures. He has 48 years of fiduciary experience including a 32 year career for a major Bank Trust Department. During his last five years of his banking career he was its Chief Fiduciary Officer responsible for policy, procedures and complex trust administration issues. For the past 15 years he has consulted for a number of bank trust departments and trust beneficiaries in various states. He has testified in a number of states on proper trust administration and is a very effective Expert Witness on the stand.
    9/9/2009 · Securities
    The Prudent Investor Act introduced new standards for investment performance. It de-emphasizes the importance of accounting income and instead measures a trustee's performance in terms of total return (income plus growth) to the trust portfolio.

    Check for SynapsUs
    David L. Peterson
    7452 Hidden River Run
    Hahira GA 31632
    USA
    phone: 229-794-2031
    David-Peterson-Financial-Technologies-Expert-Photo.jpg
    David Peterson is a well-recognized ebanking pioneer, with a national reputation as a subject matter expert in Financial Technologies and Electronic Payments. He has over 30 years of experience in banking technology, 25 years of experience in payments, over 20 years of experience with internet / online banking, and over 20 years of experience in correspondent banking.

    Mr. Peterson is currently the Chief Strategic Officer of i7strategies, an independent strategic planning and consulting firm for financial services and electronic payment initiatives. He also serves as Executive Consultant for Q2, a market leading virtual banking software and services company where he focuses on enterprise-wide strategic initiatives, client collaboration and executive consulting.

    Mr. Peterson is a Co-founder of Treev and founder of Goldleaf Technologies. He has worked as Senior Operations Officer of a community bank with compliance and computer operations experience.

    Litigation Support - David Peterson is extremely qualified in electronic banking, payments, and general banking operations. He provides expert witness services to counsel representing both Plaintiff and Defense. He is available to provide experts reports, deposition, and trial testimony.

    Areas of Specialization:
    • Electronic Banking
    • Virtual Banking
    • Internet Banking
    • Virtual Branch
    • Correspondent Banking
  • Payments
  • Automated Clearing House (ACH)
  • Electronic Checks
  • Wire Transfers
  • Credit Card Transactions
  • View David Peterson's Consulting Profile.
    Check for SynapsUs
    Richard K. Hollowell
    Managing Shareholder
    Kealoha Corporation
    1550 Bayside Drive, Suite 3
    Corona Del Mar CA 92625
    USA
    phone: 213-631-6116
    fax: 949-720-8169
    Richard-Hollowell-Real-Estate-Bankruptcy-Expert-Photo.jpg
    Richard K. Hollowell is a real estate and finance expert who specializes in Real Estate Finance, Development, Loan Workouts, Asset Management, Bankruptcy, Foreclosure, Receivership, Valuation, Property Acquisition, Partnership Disputes and Landlord/Tenant Matters, including Determination of Damages.

    Mr. Hollowell has 45 years of experience as a key executive of major banks, real estate development firms, credit companies (G.E Capital), public accounting firms, and consulting firms including, Real Estate Recovery, the J.E. Robert Companies, and Alvarez & Marsal. His clients have included insurance companies, banks, pension funds, developers, law firms, real estate operating companies, and federal agencies including the FSLIC, RTC, and FDIC.

    Mr. Hollowell was one of five experts asked to speak before 20 of Federal Reserve Chairman Ben Bernanke's key people on August 12, 2008 at the inception of the systemic crash of the U.S. financial markets. Highly regarded by large banks, insurance companies, pension funds, federal regulatory agencies, and real estate companies holding large portfolios of assets. He is a widely recognized international speaker and published author.

    Litigation Support - Mr. Hollowell has over 1,000 hours of deposition testimony. His Rule 26 list includes 40 cases since 2003 and seven trial appearances in the past five years. His services are available to counsel representing both Plaintiff and Defendant.

    Areas of Expertise:

    Banks:
    • Officers and Directors Professional Liability
    • Lender Liability
    • Loan Underwriting Standards
    • Loan Risk Ratings
    • ALLL Reserves
    Bankruptcy:
    • Reorganization Plan Feasibility
    • Establishment of “Cramdown” Interest Rates
    • Fraudulent Transfers / Preference Actions
    Real Estate:
    • General Partner Liability
    • Loan Restructurings
    • Breach of Fiduciary Duty
    • CMBS Special Servicing
    • Construction Delays
    • Acquisition Due Diligence
    • Valuation Disputes
    • Brokerage Disputes
    • Land Development Disputes
    • Portfolio Asset Management
    • Real Estate Development
    • Ground Leases
  • Structured Real Estate Transactions
  • Homeowner / Developer Disputes
  • Receivership Management
  • Quantum Meruit Assessment
  • Condominium Hotels
  • Timeshare / Fractionals/ Destination Resorts
  • Condominium Association Management
  • Public Purpose Tax Districts
  • Troubled Housing Developments
  • Damages Assessment and Rebuttal
  • Residential and Commercial Construction Loans
  • Check for SynapsUs
    Catherine Ghiglieri
    President
    2300 Cypress Point West
    Austin TX 78746
    USA
    phone: 512-329-5101
    fax: 512-329-5166
    catherine_ghiglieri_photo.jpg
    Catherine Ghiglieri, former Texas Banking Commissioner, has more than 25 years bank regulatory experience, including 18 years with the Comptroller of the Currency. Ms. Ghiglieri has provided banking expert witness testimony in Federal and State Courts throughout the country. Ms. Ghiglieri founded Ghiglieri & Company, a full service consulting firm, which provides strategic planning, management studies, director training, and assistance with bank regulatory agencies. Ms. Ghiglieri co-founded The Bank Directors' College which provided training for bank directors and is co-author of The Ultimate Guide for Bank Directors and The Ultimate Guide for Bank Directors, Revised Edition.

    Services:
    Ms. Ghiglieri provides expert witness testimony on the following subjects:
  • Bank regulatory practices of the FDIC, OCC, Federal Reserve, and state banking departments
  • Banking industry standards
  • Banking practices and procedures
  • Federal and state banking laws and regulations
  • Bank fraud and Ponzi schemes
  • Check fraud & check kiting
  • Deposit account procedures
  • Directors' and officers' fiduciary duties
  • Corporate governance
  • Fraud detection procedures
  • Bank internal controls


  • Qualifications:
    Ms. Ghiglieri is the former Texas Banking Commissioner and has over 25 years of bank regulatory experience, including 18 years with the Comptroller of the Currency. As Texas Banking Commissioner, Ms. Ghiglieri was responsible for the supervision of the third largest state banking system in the United States, and the regulation of trust companies, foreign bank agencies, prepaid funeral contract providers, sale of check licensees, and money transmission businesses. She served as statutory receiver for failed trust companies, prepaid funeral contract providers and perpetual care cemeteries. Ms. Ghiglieri directed the statutory modernization of all statutes under the Texas Banking Department, most notably, revision of Texas’ 50-year-old banking laws. She made numerous appearances before the U.S. Congress and the Texas Legislature providing testimony on subjects such as financial modernization, and bank and funeral regulation.

    Education:
    University of Notre Dame - BBA in Finance
    Georgia State University - JD

    Licenses:
    Member of the State Bar of Georgia and the District of Columbia Bar.
    10/10/2016 · Banking
    Strategic planning has always been an important function of the board of directors, but it takes on an even more critical role when under the regulatory microscope. The OCC announced that, for the remainder of 2016, it will continue to focus on strategic risk, as banks change their business models to adapt to innovative products and services.

    8/12/2016 · Forgery & Fraud
    Ten years ago, I wrote an article on how banks could minimize their litigation risks. Unfortunately, many of the same schemes are present today as they were ten years ago, such as check fraud, check kiting, elder abuse, bookkeeper fraud, and construction loan fraud. Today, cybersecurity and other high-tech risks are consuming bankers' attention in order to reduce their operational and reputational risks. While these issues are important, here are a few of the low-tech ways in which banks can minimize their litigation risk.

    10/20/2014 · Banking
    Many banks need to add new board members because some are reaching a mandatory retirement age or because others who agreed to stay through the financial crisis now want to rotate off the board. Banks need to keep in mind that they will be under close scrutiny by any prospective candidate who will be conducting due diligence on the bank at the same time the bank is conducting due diligence on the candidate. In order to ensure your bank can attract top candidates for board positions, consider the following before beginning the recruiting process:

    11/8/2013 · Banking
    Directors in community banks are usually picked for two reasons: their expertise and their ability to bring business into the bank. Upon taking their places at the board tables, however, directors immediately learn that while bringing business into their bank is a laudable goal, they also have to ensure that their bank operates in a safe and sound manner. Directors, thus, walk a fine line between these two goals.

    2/27/2013 · Banking
    Strategic risk is currently a focus of regulatory scrutiny and the board of directors should understand what it is and how to manage it. Strategic risk is the risk to a bank's earnings and capital from making poor business decisions, from not implementing business decisions properly, or from failing to respond to industry changes.

    1/22/2011 · Banking
    As more and more banks are being downgraded to a problem bank status in this difficult economic environment, they are facing the prospect of a regulatory enforcement action.

    10/15/2009 · Banking
    Corporate governance refers to the manner in which a company is directed by its board of directors. With the collapse of such companies as Enron, WorldCom, and others, there has been greater scrutiny of corporate governance and the manner in which boards of directors make decisions affecting their companies.

    4/21/2009 · Banking
    For almost thirty years, bank regulators have operated under the Too Big To Fail (TBTF) Doctrine, whereby insolvent large banks are treated differently than insolvent community banks by keeping the large banks open and closing the community banks. Now is the time to do away with TBTF once and for all

    9/30/2008 · Banking
    Bankers are hearing horror stories about examiners’ demands and are confused as to how to plan for their next examination. What should they focus on? And will those things be the wrong things when the examiners come into their bank

    Catherine A. Ghiglieri and Jewell D. Hoover
    The Ultimate Guide for Bank Directors, Revised Edition provides bank directors with practical advice and updated information, including on Basel III, CFPB, cybersecurity and risk management, to guide the bank in a safe and sound manner.
    Catherine A. Ghiglieri and Jewell D. Hoover
    This book provides bank directors with a roadmap for navigating the challenges facing banks today.
    < 1 2 3 >